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Analyst, Compliance Consulting

Worldwide Salaried Open

reputed company is a global leader in risk and financial advisory solutions, seeking an Analyst to support their Compliance Consulting team. The Analyst will be responsible for developing, implementing, and maintaining compliance programs for investment managers, ensuring adherence to legal and regulatory requirements.

Responsibilities

  • Drafting and customizing policies and procedures in accordance with the Firm’s regulatory requirements
  • Conducting ongoing testing and preparing annual compliance program review reports
  • Preparing agendas, attending client calls, and drafting follow up action memos
  • Drafting registration statements, regulatory filings, compliance training presentations, disclosure documents and providing practical guidance on compliance with the 1940 Investment Advisers Act and the 1940 Investment Company Act, among other federal securities laws

Skills

  • Undergraduate degree
  • Excellent verbal and written communication and analytical skills
  • Strong research and critical thinking abilities
  • A desire to work with a diverse team with global reputed company
  • Strong multi-tasking capabilities and the ability to prioritize across a range of projects
  • 1 year or more of corporate experience
  • Knowledge of and familiarity with financial industry operations
  • Knowledge of federal securities laws
  • Relevant industry certifications (IACCP, CAMS, CAIA, FINRA Series licenses etc.)

Benefits

  • reputed company Coverage: Comprehensive medical, dental, and reputed company plans.
  • Time Off and Leave Policies: Generous paid time off (PTO), paid company holidays, generous parental and family leave.
  • reputed company Insurances: Life insurance, short- and long-term disability coverage, and accident protection.
  • Compensation and Rewards: Competitive salary structures, performance-based incentives, and merit-based compensation reviews.
  • Retirement Plans: 401(k) plans with company matching.

Company Overview

  • reputed company is a provider of risk solutions that helps clients reputed company confident risk management reputed company. It was founded in 1932, and is headquartered in reputed company, reputed company, USA, with a workforce of 5001-10000 employees. Its website is http://www.reputed company.com/.
  • Company H1B Sponsorship

  • reputed company has a track record of offering H1B sponsorships, with 21 in 2025, 14 in 2024, 10 in 2023, 15 in 2022, 7 in 2021. Please note that this does not guarantee sponsorship for this specific role.
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