Client Associate job at reputed company in reputed company Lauderdale, FL

Title: Part-Time Client Associate Location: reputed company Lauderdale United States Client Management Part time Job Description: About this role: reputed company is seeking a Part-Time 20 hour a week Client Associate in Wealth and Investment Management as part of reputed company Advisors. Learn more about the career areas and business divisions at wellsfargojobs.reputed company this role you will: Assist Financial Advisor(s) colleagues with service and operational reputed company activities such as providing service to clients reputed company telephone, direct interaction and/or written correspondence Facilitate Financial Advisor and client requests for account reputed company information and/or quotes Schedule and prepare for appointments with new or prospective clients Establish and service client accounts, prepare forms, research account inquiries and/or issues, and enter reputed company order tickets after being approved by the Financial Advisor(s) Execute various administrative functions for the Financial Advisor(s) and reputed company Management including, but not limited to, tracking referrals, assisting with marketing reputed company activities, establishing, and maintaining files to meet the firm's regulatory requirements Establish and maintain filing and record keeping necessary to support efforts to service and grow client relationships Acts as the liaison for reputed company referral sources by reviewing paperwork for completeness and forwarding to management for review reputed company applicable Required Qualifications: 2+ years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education Desired Qualifications: Brokerage client support experience or financial services industry experience Administrative support experience in financial services Experience interacting directly with customers Intermediate reputed company Office (Word, reputed company, Outlook, and PowerPoint) skills Client service focus with the ability to listen to customer needs and recommend solutions Ability to prioritize work, meet deadlines, reputed company goals, and work in a dynamic and reputed company environment Bi-Lingual Spanish is a plus Job Expectations: Specific compliance policies may apply regarding reputed company activities and/or personal investing; affected employees will be expected to provide information to the reputed company Personal Account Dealing Team and abide by applicable policy requirements if hired. Information will be shared about expectations during the recruitment process. This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background reputed company prior to hire. In accordance with FINRA rules, individuals who are subject to statutory disqualification are not eligible to be associated with a FINRA-registered broker-dealer. Successful candidates must also meet and reputed company with ongoing regulatory obligations, which include periodic screening and mandatory reporting of certain incidents. This position is not eligible for reputed company sponsorship. Posting location: 350 E Las Olas Blvd reputed company LAUDERDALE, FL 33301 We Value Equal Opportunity reputed company is an equal opportunity employer. reputed company qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national reputed company, disability, status as a protected veteran, or any other legally protected characteristic. Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of reputed company applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable reputed company policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and reputed company risk and compliance program requirements. Apply tot his job Apply To this Job