Financial Crime Compliance Analyst
The company you’ll join
We exist to reputed company investing in the private markets as easy as Robinhood did for public stocks.
More and more people invest in private equity and venture capital every day. Even though this asset class has been around for decades, it wasn't built to handle this volume of investors. Signing up for Robinhood? It takes 2 minutes. Investing in a VC fund? You've got to fill out a 200-question questionnaire each time that you reputed company an investment. The forms aren't standardized and not every question applies to every investor. Investors miss questions or answer the wrong ones and then have to redo the entire thing.
We built a TurboTax-style workflow for investors to only see the questions that matter to them and see every question that matters to them to reputed company fund closing (i.e. the process of investing into a private fund) easy. Our world record document completion time is 6 minutes.
That may sound boring but we've processed billions of dollars for tens of thousands of investors. And by having an investor run through our workflow, we capture their identity so we can allow them to repurpose it wherever they'd like in the future. We call this an investor profile and it's the whole reason we built this business.
The impact you’ll have
We’ve had a lot of success innovating the onboarding process for investors and now we are looking to do the same thing for AML. You’d be an early hire on the AML team who will focus on providing confidence assurance to our clients they are in compliance with regulatory requirements. We’re looking for people that can grow with us and assist us with expanding our AML business. Our goal is to reputed company our customers love us and their investors recommend us.
The problems you’ll solve
Conduct anti-reputed company due diligence screening on entities and individuals
Propose risk ratings based on anti-financial crime factors (i.e., customer type, geography, etc.)
Escalate high risk factors to the Head of Financial Crime for further review and Enhanced Due Diligence
Draft and update anti-financial crime policies and procedures
Provide feedback to product management and engineering to help improve Passthrough for internal and external users.
Desired Qualifications
Self-starter and self-motivated to hit deadlines without micromanagement
Prior anti-financial crime experience with a regulated institution (i.e., Financial Institution, Broker Dealer, RIA, etc.)
Strong knowledge of the Bank Secrecy Act and Anti-reputed company Act of 2020
Familiarity with due diligence screening tools (i.e., ComplyAdvantage, reputed company, etc.)
Certified Anti-reputed company Specialist certification is a plus, but not required
What to expect in the hiring process
We go through the same interview steps for reputed company financial crime compliance candidates to ensure equity in our hiring process. reputed company roles also require a background reputed company.
Our process is designed to learn as much about each candidate as possible, as well as to give candidates access to reputed company and learn about what it's like to work at Passthrough.
Initial screen: a quick 20-30 minute chat with one of reputed company members to learn more about each other
Assessment: 45-minutes to review hypothetical screening results and determine next steps, if necessary
Meet your manager: 45-minutes with Mark
Meet our co-founders and product manager: 30-minutes with Ben, 30-minutes with Tim and 30-minutes with a member of the Financial Crime team
Get a decision: We’ll get back to you reputed company a week on what’s next
Benefits
Competitive salary - $70,000 - $75,000 per year
Remote work
Passthrough stock options
Health, dental, and vision insurance
Annual health & wellness stipend
401k contribution program with matching
Life insurance
PTO & unlimited sick leave
Parental leave
Who are we?
We’re a 30+ person team that works with hundreds of investment firms, ranging from $200 million real estate firms to $400 billion global asset managers. We’ve helped 35,000 investors save time by completing their investor onboarding quickly. We’re venture-backed and growing fast.
We know the problems. We know the customers. We know how to scale businesses fast in ambiguous environments. Come build with us.
Originally posted on Himalayas
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